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View Details/Register
View Details/Register
View Details/Register
View Details/Register
View Details/Register
CPA - small firm
CPA - medium firm
CPA - large firm
This course provides a thorough overview of regulatory compliance auditing, designed for professionals seeking to enhance their understanding of key regulations such as SOX, GDPR, and AML. Participants will explore the vital role of internal auditing in maintaining compliance, as well as adopt effective techniques for assessing and auditing regulatory adherence. Furthermore, the course will highlight methodologies and tools essential for successful compliance audits. Engaging case studies will illustrate best practices and provide real-world context, ensuring that you leave with applicable skills for your organization.
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Identify relevant regulatory requirements for your organization
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Evaluate regulatory compliance through structured assessments
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Construct an effective auditing strategy for compliance regulations
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Summarize case studies and apply best practices in compliance audits
Marc Tassé, MBA, FCPA, FCA, FCG, CFF
University of Ottawa
Corporate Ethics and Financial Crimes Expert
[email protected]
(819) 775-0991
Marc Y. Tassé is a globally recognized expert on corporate misconduct, crisis response, and ethical leadership, who has extensive experience as an independent special advisor to various board chairs, board members, and CEOs of corporations and organizations, federal and provincial departments, agencies and crown corporations. As a Fellow Chartered Governance Professional, he advises various clients on "high profile and sensitive cases" related to alleged corruption, fraud, money laundering, financial misconduct, conflict of interest, and breach of fiduciary duty.
A Fellow Chartered Professional Accountant and a multiple award-winning lecturer at the University of Ottawa’s Faculty of Law and at the Telfer Executive MBA program, Mr. Tassé has delivered lectures on corporate ethics and financial scandal remediation at some of the world’s premier universities such as McGill University and Harvard University.
- To receive CPE credit, you must register for the webinar before it starts.
- CPE is available to all eligible participants within 24 hours of each webinar.
- To receive CPE for multiple attendees, at least one person must sign up for the webinar. The post-webinar email contains a link to instructions for the proctor letter. Alternatively, you may log in to your account following the webinar and click on the MY ACCOUNT button to find a link to instructions. For paid courses, payment needs to be made for each attendee before credit will be issued.
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CPAacademy.org (Sponsor Id#: 111889) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
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